Xinyue Liu
In Defence of Your Broken Rebellion: On Handkeâs Kaspar as Film Characters in Happy as Lazzaro and Clara Sola
Abstract
This paper distils from W.G. Sebaldâs essay, Strangeness, Integration and Crisis - On Peter Handkeâs play Kaspar an archetypal character, Kaspar, a foundling whose spiritual teething is interrupted by the arbitrary orders of societal assimilation inflicted by language. The study of Kaspar in the context of cinema brings together two films, Alice Rohrwacherâs Happy as Lazzaro (2018) and Nathalie Ălvarez MesĂ©nâs Clara Sola (2021). Through a Kasparian lens, the protagonists of these two films move together concordantly, as if doubly exposed. In understanding Kasparian characters as a cinematic model, the paper outlines Kasparâs predicament in two brush strokes: the first shows one whose wildness provokes social resentment; the second depicts someone whose local eccentricity conflicts with the modern definition of progress, resulting in their temporal displacement. Finally, it considers a strategy of rebellion specific to the Kasparian type in film: in utilizing memory and supernatural expressivity, Kasparian characters celebrate the right to speak in ciphers.
Keywords: Film Studies, W.G. Sebald, Supernatural Cinema, Alice Rohrwacher, Nathalie Ălvarez MesĂ©n.
It began with a protagonist unable to utter more than one complete sentence standing on stage. This was not the first instance of losing oneâs tongue in the history of theatre, yet rarely had the silence between the first sentence and the next grew with more demanding anxiety. The protagonist struggled; he spoke a few lines more with difficulty. Such was the fractured parole that inaugurated Peter Handkeâs 1968 play, Kaspar, from which emerged Kaspar Hauser, a German foundling who, in real life, appeared in Nuremberg in 1828 from years of being raised in isolation, repeating but one sentence: âA soÌchener Reiter moÌcht I waÌrn, wie mei Voter aner gween is,â translated by June Schlueter as, âI want to become a horseman like my father once wasâ (Schlueter 1981, 14). Handkeâs play departed from Hauserâs lack of verbal outpour, further abstracting the sentence into: "I want to be someone like somebody else was once" (Knapp 1990, 241), thus making Kaspar a play that reveals the law of language through its merciless reshaping of an individualâthat is, âhow someone can be made to speak by speakingâ (Hanke 1969, 59). Handkeâs story of Kaspar is one of destruction and loss, an annihilation of a poor speaker, for which language emerged as the cruellest weapon drawn by modern society.
Surrounding Peter Handkeâs theatrical adaptation of Kaspar Hauserâs story is a constellation of intellectual readings, most of which deal with linguistic theories in the context of literature and theatre. A central theme at play is the subjectivity-making tendency language carries with itself: to use Handkeâs lexiconâ âspeech-tortureâ (Schlueter 1981, 59)âwhich refers to the phenomenon whereby the more one uses language, the more difficult it is for one to resist being stained by conventions, perceptions, and ideologies that speech produces. Through linguistic application, these derivatives of speech previously unbeknownst to oneself adhere and establish permanent residency, whipping out an individual against their will, forceful and inconspicuous in equal measure. Kaspar, abandoned by society only to come back from the unfathomable depth of oblivion to haunt it, did so less with his unruly social demeanour and more so with his harmful transformation through the constitution of language, a process to which Handke unrelentingly exposed his audience.
In lifting the image of Kaspar from pages of Handkeâs play and rerooting it within the framework of film analysis, Kaspar can be seen as a key to understand, situated more broadly within the tradition of intellectual indoctrination through discursive practice, what constitutes meaningful articulation. To complete the transition from theatre to film, Handkeâs Kaspar must first be understood as a model durable enough to withstand cross-media translation. Indeed, it has been noted that Handke intended for Kaspar to be considered not only as an individual or psychological entity but, as literary critic Ulf Olsson suggests (2013), a kind of linguistic mythos[1] that shows through the iteration of various media, what is possible with an individual (149). At the heart of this essay, then, is an attempt at establishing a cinematic possibility that pays tribute to a way of speaking that does away with speech torture. In so doing, how one can become a tongue-tied mythos is analysed.
Amongst the many scholars that have traced Kasparâs wobbling footsteps, I walk most trustingly alongside W.G. Sebald, through whose lyrical contemplation the relationship between language and selfhood is examined with most generous flexibility. I hope to, in the following paragraphs, with two film charactersâone of Alice Rohrwacherâs Lazzaro and one of Nathalie Ălvarez MesĂ©nâs Claraârecontextualize Kaspar in film to further contribute to what Rohrwacher proposed as: âa form of gentle revolutionâ (2019). With such an intention, this paper first identifies the Kasparian type by analysing a set of circumstances under which Kaspar is produced. Further, in comparing Clara and Lazzaro as modern-day Kaspars that do away with speech torture, I wish to highlight a strategy of cinematic resistance that defends a particular form of communication that privileges the workings of memory and myths. In an age where grandiloquence and the volume with which one speaks have become metonymic of oneâs triumph, I consider the emergence of the Kasparian type to be indicative of the existence of what I call, the blemishes of language: a network of ciphers delivered in a state of soft-spokenness that counters official accounts and mainstream narratives. In film, Kasparian characters can embody such blemishes: taciturn figures full to the brim with the turbulence of memories, who, although struggle with articulation themselves, nonetheless signify a greater yearning at play. The blemishes exist because there are rearrangements to be made and unfinished stories in need of better endings.
Two sets of circumstances produce a Kasparian character, first of which puts wildness vis-Ă -vis civilization. Handkeâs play, as Sebald interprets (2006), is âthe inner and inward-looking story of the taming of a wild human beingâ that turns âan individual who by ordinary standards is uncivilised into a respectable citizenâ (56). Kaspar is notably an outcast, an untameable wild being who stands in opposition to the conformity of civilization. Similarly, Clara and Lazzaro are wild in spirit, protruding as a sore oddity from their social structures for their idiosyncratic behaviours. Lazzaro is a voyant of his surroundings who lets, seeming willingly and never with a word of protest, his innocent be exploited by an anachronistic marchioness; he does this without changing his nature. Meanwhile Clara, albeit in possession of supernatural powers, suffers from physical impairments which render her incapable of expressing herself fluently using language. She is, on the other hand, close to nature and can speak to animals in their tongues. Kaspars are an antithesis of a conventionally well-behaved citizen, symbolized by the image of a clownânoteworthy here as it is also the etymological beginning of Kasparâan object of ridicule. By refusing to be coerced into social conformity, Clara and Lazzaro are rendered Frankensteinian creatures with a failed language setting, who look like the other members of society, but not quite.
The original play Kaspar tells us a clown cannot live long enough and still be a clown; one way or the other the clown must be absorbed back into civilizationâa ceaseless naturalization at play. Through this process one catches a glimpse of societyâs insatiable hunger for taming. To tame is to perform domestication, to first mark the boundary where interior ends and exterior begins. Figuratively, wilderness besieges the villages wherein the film characters live. The boundary between inside and outside is marked most explicitly in Clara Sola by the purple-ribbon-tied wooden fences set up by Claraâs family in the name of her protection, keeping at bay her nocturnal wandering into the wild. As well, Lazzaro can be seen straddling the line between the village and the surrounding landscape with which he is well acquainted. As figure 1 shows, Lazzaro can be seen staring into âthe voidâ (Rohrwacher 2018), a space that exists in contradistinction to the warm domesticity of the village life. By just gazing into it, Lazzaro induces much suspicion and worry from the villagers. He is to be brought back indoors, where the villagers get to play doctor, tauntingly diagnosing that he is âready to dropâ (2018).
The Kasparian struggle can be further carried into the fabric of the nature-culture divide, pertaining more specifically to enlightened modern menâs desire to dominate nature. The locales of the two films bear marks of such dichotomous fissure. Though geographically remote from urban dwellings, these landscapes (a secluded Italian village in the case of Lazzaro and a rural Costa Rican community in the case of Clara) do not seem immune to âthe formation and augmentationâ (Marx and Engels 2014, 4) of modern, capitalistic society. The idea of profit seems to trouble anyone else but Lazzaro and Clara, whose existences are free from any monetary entanglement. In turn, the presence of capital looms low like an ominous tale of oppression. Throughout the film, the audience sees Clara bonding with a white horse in most affectionate manners. Seeing the significance of the animal to her daughter, Claraâs mother threatens to sell it, making it disappear into the market, a place clearly well beyond Claraâs comprehension. Similarly, Lazzaro, in the final scene of the film, walks into a bank and asks, earnestly, for some money to help the Marchionessâs son. For is it not how money works? Is it not a tool disposable to whomever that needs it? Mistaken as an amateur heister, Lazzaro dies by beating.
Should Kaspar crack under pressure and lose his wildness to learned social behaviour, Sebald points out certain symptoms. For one, âyou become sensitive to dirtâ (Sebald 2006, 65). Dirt, as poet Anne Carson reminds us (2020), is not inert: âUse this spatial hygiene to explain certain neo-liberal neuroses. Because the spooking about dirt, if you are a neo-liberal, is that dirt is not passive. Dirt is coming to get youâ (39). Dirt is at the ground level but clings onto the soles of walking and running feet. Dirt is the word used to describe the poor. There is dirt on nameless graves, from which crawl out things that are meant to be buried but come back to life.
Kaspar is nature personifiedâswaying unsteadily by the edge of civilization he threatens a comeback from the other side. He is the ghost that âcongregate[s] around the enemies of free-market capitalismâ (Batuman 2016), whose off-beat, off-sync temperament of slowness upsets those driven by profit, in a system of rapid commodification. Kaspar breaks boundaries and creates points of tension between wildness and civilization. A Kasparian character in film may even see the existence of these points of pressureâ âthe voidâ that Lazzaro stares into being one. It is only when accepted conformity fails to imagine other modes of existence outside of its own being there, other ways of communication outside of its own system of signification, that these ghostly figures become frightening for a society. The foundation of societal docility is challenged when a common subject of antagonization appears, in a Kasparian context, a clown, a buffoon, a holy fool.
The clown speaks bad language, using words though obsolete, still hang like a distant truth. If one were to trace back to the first time Kaspar spoke on stage, he was then as much of a stranger to his surroundings as to himself, stirring from within his spectators a faint sense of recognition. Having caught a glimpse of an innocence once was, a past self that is now on the verge of oblivion, it is then on societyâs mind to cut open the facade of quietude to reveal the tender, juicy yolk of thoughts flowing inside, with a mixture of fascination and self-disgust, to try to transform them into us.
Having established Kaspar as a lost chance of innocence in the nature-civilization divide, I will now elbow aside that landscape, turning instead to a matter of temporal displacement symptomatic to modernity, colouring the Kasparian type a shade further. The second circumstance under which a creature of poor speech is created allude to the sensation of being dispelled by time. In revealing such a temporal aberrance, I first follow a metaphorical death taking place halfway through Happy as Lazzaro. Lazzaro, in an effort to find the son of the Marchioness, falls off a tall cliff. Using the voice of Lazzaroâs acquaintance and protector Antonia, Lazzaro's return is foreshadowed with the story of an old wolf, whom âthe villagers tried to kill...but...couldnât succeedâ (Rohrwacher 2018). Resurrected, as the tale tells, an unaged Lazzaro goes back to an already abandoned village 20 years later. He learns that the whole village was living under a lie told by the Marchioness, with the intention to exploit the villagers as free labourers. Inviolata (derived from Italian, meaning free from violation or immune from impurity), the once unspoiled village, is now spoiled with abandonment. What was once present becomes past in a blink, exposing an old-world structure whose decay is sped up and spat out, via the mediation of cinematic rearrangement, looking now grossly obsolete. Lazzaroâs return echos that of Kaspar Hauser, who came back to a human village after years of involuntary exile, only to find out a time to which he belonged is now nullified. Also being retired is his languageâno longer can anyone claim to understand the things he said.
Curiously enough, Lazzaro who came back from death is completely oblivious to a drastic shift in time. This strange ability to stay in place by becoming timelessly out of place is reminiscent of Kasparâs ability to be, here Sebald quotes Nietzsche, âtotally unhistoricalâ (Nietzsche 2011, 91). While for the rest of modern society, âthe mourning of displacement and temporal irreversibility, is at the very coreâ (Boym 2001, xvi), Kaspar, in his state of out-of-timeness, seems to grasp the knowledge of being unfettered in timeâwandering hither and thither he is able to move through time yet not be tainted by it, preserving a relative permanence in a time of great unrest. Lazzaro does not belong in a time that is his own, nor does he belong faithfully to the past in good Proustian fashion. In like manner, Clara does not register time well. Hers coming-of-age liberation comes far too late; her desire seems primordial, with no regard for the actual body she occupies.
Lazzaro and Claraâs temporal dysfunction gestures towards a great yearning at playâthe yearning of finding belonging by undoing time. In this sense Kaspar expands beyond one person, becoming instead a community, even an entire generation. His loss in time attests to a collective longing of overcoming the modern condition of âtranscendental homelessnessâ (LukĂĄcs 1971, 24) by finding a permanent dwelling, through which process the fear of the seismic shift in time may be administrated an antidote. The modern generation craves not only a paradisal bliss already lost, but a happiness not yet happened, for being happy âis a matter of good timing, when two people meet at a right time, in a right place and somehow manage to arrest the momentâ (Boym 2001, 21). The condition of losing oneself to time is a difficult one to grapple with; for how can one begin to lament the past when it is eclipsed by the present, the latter already adept at dreaming in the future tense? 50 years from Handkeâs play, ours is a time that endorses progress. The present moment infested with technology fetichism tends to be anti-nostalgic; it prefers those who invent fast and invent inexhaustibly. By blinding the modern citizens with rapid changes, it forbids various forms of backwardnessâwhy tinker when we can make anew? Why bother thinking about damages done to the past when we might go to Mars tomorrow?
Kaspars are the ones who have been denied a place to reside, both in their own body and in the shapeless body of the collective, present moment. Rohrwacher thinks not the villagers want to return to Iviolata, for âthere isnât a sense of community anymoreâ (Rohrwacher 2021). The lost time and present time march disjointedly together, disorienting and debilitating whomever that gets caught in gaps of their discrepancy. The old world of quasi-feudal exploitation and the new world of capitalistic dehumanization sandwich everything else in between, leaving one with no home to which they can return nor a real chance of building a better one. From the ruin of these unspeakable losses grow creatures like Kaspar.
A lack of clear-cut renunciation results in Kasparâs close connection with myths and the supernatural. On the genesis of myths, Sebaldâs states (2006): âAnthropological theory assumes that exposure in a treeless situation where all escape upwards are cut off led to the invention of mythsâ (57). I understand the treeless situation here as the literal banning of the wild, the homogeneity of meaning-making through a single language, the hegemony of a global time measured by progress, and the destitute of living in a demystifying, spearheaded modern society. Unable to go upwards, Kasparian characters travel through a lateral line in zigzag manner,[2] looking over their shoulders.
Towards the end of the play, Handke showed a Kaspar who felt ashamed for whom he had become. The shame started with his first sentence but was unauthenticated by the second, a process that reveals, once again, the speech's all-encompassing power of indoctrination. Yet the very fact that Kaspar still remembers reveals something innate and stubborn, irreducible by language. The key to undoing harmful education and transformation, Sebald suggests (2006), is memory. âHe remembers, but too wellâ (65). In acts of remembering Kaspar does away with speech torture. Scene by scene stories of his beginning were rebuilt. By virtue of his remembrance, Kaspar renders his present reality to become unreliable, loose, shedding gradually until a state of pre-existence is regained.
In contemplating the state of pre-existence in cinema, I turn to Erin Manningâs thinking in her essay, Relationscapes: Movement, Art, Philosophy (2009), in which she points out that since âwords...cannot fully express experienceâs complexity...language must be called forth as a layering-with of the affective tonality of expressionâ (215). Manningâs school of thought recognizes the impossibility of translating oneâs experiences using any one form of language and problematizes singular expressivity, favouring instead the murky water of prearticulation, whereby significance is given to incipient thoughts that are constantly budding yet lacks definitive texture. The suspended space between thoughts and their linguistic formation is crucial to a Kasparian analysis. Within it, lives a Kasparian type who is resistant towards assimilation, who prefers the unintelligible half-speech to the clearly articulated reasonsâthe blemishes of language.
Cinema may contemplate the state of prearticulation in the form of supernatural expressivity. Just as Kaspar is able to hear âwood rotting over long distancesâ and could âmake out colours in the darkâ (Sebald 2006, 57), Lazzaro and Claraâs mystical abilities emphasize heightened sensory connections. Take for example the scene in which Lazzaro and the villagers are being shooed out of a cathedral for looking homeless, in which the music being produced by the pipe organ suddenly gains its own cognition and leaves the instrument. Floating away from the cathedral, the music follows the group all the way into the streets. In the case of Clara Sola, not only does MesĂ©n describe her script as âsound-drivenâ (Quinzaine des RĂ©alisateurs 2021), but Clara as a character is sensitive to all sensorial experiences. MensĂ©n chose to collaborate Wendy Chinchilla Araya, asking Araya to use her knowledge as a dancer to portray Clara, who, though âinside-her-shell...very still...[but] has a lot of movement inside herâ (Wise 2021). A scene that illustrates this inner movement would be, standing side by side next to her love interest, Clara teaches him to press his ear against the body of her white horse, and just listen (figure 2).
As blemishes of language, a Kasparian character may substitute outward expression with the inward movements of memory. In Handkeâs play, arriving in fragments, Kasparâs memory sequence reads as if it were a roll of half-exposed film; upon recalling his past, Kaspar remembers âthe snow that stung his hand, the âbrightly coloured window shutter...a gloomy legacy of candles and bloodsuckers; ice and mosquitos; horse and pus...ââ (Handke 1969, 140). These memory-images, according to Sebald (2006), âescape that paralytic confrontation they feature, being impenetrable ciphers, like myths, they distortâ (67). Cinema being the medium that makes meaning by folding time can offer enough emptiness and nonaction for memories to grow with ease.
While memory can be animating, cinema further allows for a collective relation-making to take place through its constructionâas SteÌphane Symons and Matthias De Groof remind us (2015): âit is this constructive and creative relation to the past that we call memoryâ (148). The Kasparian characters, whom I consider here as the lingering conscience of society and signifiers of a greater yearning at play, may continue to be regarded as a reflective device for reconstructing the pastâa âbeing thoughtâ and âin actionâ (150) at the same time. In film, the Kasparian type shows its viewers that the past can exist as a myriad of possibilities, through each collective breath of recollection they ebb and flow, then flourish. To remember is to reimagine. Rohrwacher reveals the efficacy of memory at work: â[p]erhaps the memory of Lazzaroâs innocence is both painful and pleasant because itâs an original yearning, something from which weâve been separated but which we rememberâ (Rohrwacher 2019). Kasparian characters stand at the edge of a collective past, an unforthcoming reminder, reluctant to be forgotten.
Kasparsâ local resistance only appears mystical compared to an arbitrary global narrative; their rebellion broken, for most often than not, their way of communication remains encrypted. Their language is that of burgeoning becomingâa susurrating thought, not quite pronounced. It is through the study of memory and the supernatural that Kaspar may be translated as a form of rebellion in film. As Sebald notes (2006), impenetrable ciphers are âexamples of broken rebellionââliterature, for example, can transcend the dilemma of having symbolism obscure what it seeks to reveal by âkeeping faith with unsocial, banned language, and by learning to use the opaque images of broken rebellion as a means of communicationâ (67). Cinema may keep faith by contemplating and existing in images of impenetrable ciphers: dialects of cultural minorities, half-remembered homes of the geopolitically displaced, fragmented sentences of new immigrants, and movements of the differently abled.
Language being the house of Being which man dwells (Heidegger 1977, 191), the Kasparian type points to the existence of hidden rooms and secret gardens accessible not by speaking thunderously over each other but by paying attention to the murmurs of thoughts in the making. The study of Kasparian characters aims to honour those reluctant speakers, guardians of secret realms, practitioners of traditional knowledge, and all the untameable âwildâ beings. As for our responsibilities as an audience to such characters, we may as well, as historian Inga Clendinnen suggests (1991), âresign ourselves to a heroic act of renunciationâ (71)âto give ourselves up and, for a moment, allow ciphers to chase us into humble abandonment.
Notes
[1] Olsson considers mythos as an apparatus into which Kaspar is installed, which can be further specified as that of theatre and that of language. With âthe general linguistic apparatus works on us through specialized mediaâ (149), he considers theatre to be one of the mediating structures. Following this vein, I consider film as another such structure.
[2] I owe much to Svetlana Boym and her idea of off-modern. Hers off-modernism denotes a version of modernity that exists between modernism and postmodernism, which, through putting an emphasis on the adverb off, celebrates the off-key, off-beat eccentricity that leads to a critical reexamination of modernity. This paper aims to situate Kaspar in such a space.
Bibliography
Batuman, Elif. âGhosts from Our Past: Both Literally and Figurativelyâ. The New Yorker, 9 August 2016. .
Boym, Svetlana. The Future of Nostalgia / Svetlana Boym. Basic Books, 2001.
Carson, Anne. Norma Jeane Baker of Troy. 1st edition. New York: New Directions, 2020.
Clendinnen, Inga. ââFierce and Unnatural Crueltyâ: CortĂ©s and the Conquest of Mexicoâ. In Representations (Berkeley, Calif.) 33, no. 33 (1991): 65â100. .
Handke, Peter. Kaspar and Other Plays / Translated [from the German] by Michael Roloff. Farrar, Straus, and Giroux, 1969.
Heidegger, Martin. âLetter on Humanismâ. In Basic Writing, edited by Farrell Krell. New York: Harper & Row, 1977: 189-242.
Knapp, Bettina. âPeter Handkeâs Kaspar: The Mechanics of LanguageâA Fractionating Schizophrenic Theatrical Eventâ. Studies in 20th & 21st Century Literature 14, no. 2 (1 June 1990). .
LukĂĄcs, Georg. The Theory of the Novel: A Historico-Philosophical Essay on the Forms of Great Epic Literature. Translated by Anna Bostock. Cambridge, MA, USA: MIT Press, 1971.
Manning, Erin. Relationscapes: Movement, Art, Philosophy. The MIT Press, 2009. .
Marx, Karl, and Friedrich Engels. The Communist Manifesto. New edition. New York: International Publishers Co, 2014.
MesĂ©n, Nathalie Ălvarez. Clara Sola. Produced by Hobab, 2021.
Nietzsche, Friedrich. Unmodern Observations. Edited by William Arrowsmith. New Haven, Conn: Yale University Press, 2011.
Olsson, Ulf. âLiterature as Coerced Speech: Handkeâs Kasparâ. In Silence and Subject in Modern Literature: Spoken Violence, edited by Ulf Olsson, 149â62. London: Palgrave Macmillan UK, 2013. .
Quinzaine des RĂ©alisateurs. Q&A CLARA SOLA, 2021. .
Rohrwacher, Alice. Happy as Lazzaro. Netflix, 2018.
Rohrwacher, Alice. Interview with Lazic, Manuela: âWe think that a good man does good, but itâs an illusionâ, 2019. Accessed 20 October 2021. .
Schlueter, June. The Plays and Novels of Peter Handke / June Schlueter. Critical Essays in Modern Literature. University of Pittsburgh Press, 1981.
Sebald, W. G. âStrangeness, Integration and Crisis - On Peter Handkeâs play Kasparâ. In Campo Santo. Translated by Anthea Bell. London: Penguin, 2006.
Symons, StĂ©phane, and Matthias De Groof. âMemory and Creative Forgetfulness in The Nine Musesâ. Black Camera 6, no. 2 (2015): 147â53.
Wise, Damon. ââIt Was Intenseâ: Nathalie Ălvarez MesĂ©n And Wendy Chinchilla On Directorsâ Fortnight Drama âClara Solaâ â Cannes Studioâ. Deadline, 9 July 2021.
About the Author
Xinyue Liu is an interdisciplinary artist who works with archival materials in the form of film, text, and installation. Her artwork often explores themes of nostalgia and memory. She completed her Master of Fine Arts in Interdisciplinary Studies at ¶ĄÏăÔ°AV and holds a Bachelorâs degree in Radio and Television Productions from Jilin University, China.